Form ADV

Contains information about Fenwick Financial L.L.C. Investment Advisory Firm and its business operations. You can also find Form ADV Part 1 and Part 2 at https://adviserinfo.sec.gov/firm/summary/331235

Disclosure Documents

Disclosure Document

Please Read this entire document. Find Lucas Fenwick's Form U-4 at https://reports.adviserinfo.sec.gov/reports/individual/individual_7934828.pdf

Firm Brochure + Supplement

Form ADV Part 2A/2B

Part 2 requires investment advisers to prepare narrative brochures that include plain English disclosures of the adviser’s business practices, fees, conflicts of interest, and disciplinary information.

Investment Advisory Agreement-new

Advisory Agreement/Suitability Form

Explains the scoop and services that Fenwick Financial offers. The Suitability Form is attached and this form is a questionnaire that helps Fenwick Financial determine if a investment is suitable for a client.

Privacy Notice

Includes information about how Fenwick Financial will collect, use, and disclose client information.

Form ADV Part 1

Part 1 requires information about the investment adviser’s business, ownership, clients, employees, business practices, affiliations, and any disciplinary events of the adviser or its employees.

"What you think about comes about, what you focus on grows" - Gerald Peters

The information on this website or associated social media links should NOT be taken as personal investment advice and is NOT a recommendation to buy or sell any security. It is for informational purposes only. The information on this website or in the Firm's Brochure has NOT been approved or verified by the United States Securities and Exchange Commission or by any state securities authority. Additional information about Fenwick Financial also is available on the SEC’s website at www.adviserinfo.sec.gov. Registration does not imply a certain level of skill or training. There is no guarantee investing.

Report abuse